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Patent Families

Content:

In the patent practice, several definitions are used for a patent family to establish a relationship between a patent document and its priority document or priority documents as mentioned by the Paris Convention.

The three main definitions of patent families will be described here, based on the following example:

Document D1Priority P1  
Document D2Priority P1Priority P2 
Document D3Priority P1Priority P2 
Document D4 Priority P2Priority P3
Document D5  Priority P3

Definition 1:

All the documents which are directly or indirectly linked via a priority document belong to the same patent family.

INPADOC:

This is the definition used by INPADOC.

In this case, the documents D1 to D5 belong to the same patent family P1.

Family P1   
Document D1Priority P1  
Document D2Priority P1Priority P2 
Document D3Priority P1Priority P2 
Document D4 Priority P2Priority P3
Document D5  Priority P3

Definition 2:

All the documents having at least one priority in common belong to the same patent family.

List of family members:

This is the definition used by esp@cenet to obtain the list of family documents by entering the Priority Number in the appropriate field in the search form. This will result in the display of the list of Family documents (the hitlist).

Example:

In this case, documents D1, D2 and D3 belong to family P1, documents D2, D3 and D4 to family P2 and the documents D4 and D5 belong to family P3.

 Family P1Family P2Family P3
Document D1Priority P1
Document D2Priority P1Priority P2
Document D3Priority P1Priority P2
Document D4Priority P2Priority P3
Document D5Priority P3

Definition 3:

All the documents having exactly the same priority or priorities in combination, belong to the same patent family.

Reference Document:

This is the definition used by esp@cenet to select the reference document for display in the "document view" from a list of family documents mentioned in the results list (hit-list).

Example:

In this case, document D1 belongs only to family P1, documents D2 and D3 belong to family P1-P2, document D4 belongs only to family P2-P3, and document D5 belongs only to family P3.

Document D1Priority P1Family P1
Document D2Priority P1Priority P2Family P1-P2
Document D3Priority P1Priority P2Family P1-P2
Document D4Priority P2Priority P3Family P2-P3
Document D5Priority P3Family P3

Note:

After a search, all the documents listed in the hit-list shall be displayed individually in order to be sure that no information is missed. Only displaying the first document of the hit-list is not enough in most of the cases .

Further information:

More information about priority numbers and patent families can be found at the WIPO document on the Paris Convention
Further Reading
More about Patents

Patent Families
Minimum PCT Documentation
The Reference Document
Full Patents in Facsimile
The Document Type

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